Regulated CIS

The UCITS III Directive opens up opportunities for Regulated Collective Investment Schemes - with the chance to carry out cross-border marketing, combined with more flexible investment parameters. Have you adapted your internal compliance and operating procedures to these changes?

Then there are your suppliers. Like many of your competitors, you probably outsource your administration and custodian functions. But do you understand the FSA compliance implications?

Keeping ahead of the changes
The Markets in Financial Instruments Directive (MiFID) will be implemented in 2007. Do you know how this will affect you - and how you deal with your customers?

Easing the path to COLL
From February 2007, all operators will need to comply with the new Collective Investment Scheme Sourcebook (COLL). However, right now you can choose to be bound by the new rules rather than the Collective Investment Scheme Handbook (CIS).

What's best for your business?

Our Regulated Collective Investment Scheme experience
We know your industry and the regulatory demands you face. And we're here to make sure your management controls meet the regulator's requirements.