Fund Managers

Keep up with the regulations
The FSA has made major changes to soft commission and bundled brokerage - it's also changed the rules surrounding transparency of charges for customers of fund management firms. Do your internal compliance and operations procedures reflect these changes?

Our background in Fund Management
We work with a wide range of fund managers. We know your industry, the regulatory demands on you and the risk associated with fund management. And we're here to make sure your management controls meet the regulator's requirements.